Financial Markets Practitioner – 117238

Description

QCTO Occupational Qualification, Career Pathway for Financial Markets Practitioner – 117238

Financial Markets Practitioners provide services across various functions in the stockbroking and investment environments.

They are involved in the take-on of clients, the assessment of clients’ investment needs, the development of suitable investment portfolios, trading and settlement of financial markets transactions, the management of corporate actions and the monitoring and re-balancing of portfolios.

Occupational Tasks

• Analyse, evaluate and review information on securities and market conditions.
• Procure and analyse the financial needs and investment objectives of a client in order to construct a suitable investment strategy and portfolio.
• Engage in activities related to market trading by applying the ethics, principles, values and processes as prescribed.
• Settle financial market transactions.
• Manage corporate actions.
• Prepare client portfolio reports.
• Calculate portfolio performance and produce performance reports.
• Monitor client portfolio compliance.