Description
QCTO Occupational Qualification, Form 4, Matrix Framework for Financial Markets Practitioner – 117238
Financial Markets Practitioners provide services across various functions in the stockbroking and investment environments.
They are involved in the take-on of clients, the assessment of clients’ investment needs, the development of suitable investment portfolios, trading and settlement of financial markets transactions, the management of corporate actions and the monitoring and re-balancing of portfolios.
Occupational Tasks
- Analyse, evaluate and review information on securities and market conditions.
- Procure and analyse the financial needs and investment objectives of a client in order to construct a suitable investment strategy and portfolio.
- Engage in activities related to market trading by applying the ethics, principles, values and processes as prescribed.
- Settle financial market transactions.
- Manage corporate actions.
- Prepare client portfolio reports.
- Calculate portfolio performance and produce performance reports.
- Monitor client portfolio compliance.
Note: The framework consists of the Knowledge Module Titles, Practical Module Titles, Workplace Experience Module Titles (if applicable to curriculum), Topics and elements – the developer is required to slot in the page numbers against each topic, topic element and codes which is provided in the framework.
Reviews
There are no reviews yet.